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CGML is a wholly owned, indirect subsidiary of Citigroup Inc. endobj <>>> endobj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>>
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117 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> 37 0 obj Please open the email we sent you and click on the link to verify your account. 40 0 obj endobj CITIGROUP GLOBAL MARKETS INC. (An indirect wholly owned subsidiary of Citigroup Global Markets Holdings Inc.) Notes to Consolidated Statement of Financial Condition June 30, 2020 (Unaudited) 4 not the primary beneficiary.
7 0 obj endobj This disclosure document is available through the following link: As a clearing member who is subject to MiFID II, we are required to publicly disclose (i) the conditions under which we offer our clearing services to clients (ii) the conditions under which we offer our indirect clearing services, pursuant to and (iii) the prices and fees associated with the clearing services we provide. endobj Citigroup Global Markets Limited (CGML) is Citi’s primary international broker-dealer. <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> Espandi le cartelle e sottocartelle per visualizzare il contenuto e selezionale per crearne di nuove all'interno. Enter your email address below.
<>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> endobj endobj 72 0 obj endobj 152 0 obj endobj Stock Exchange <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> 108 0 obj endobj Citigroup Global Markets Inc. New York. <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> 123 0 obj endobj Shareholder: Citigroup Japan Holdings G.K. (wholly owned by Citigroup Inc. indirectly) Paid-in Capital: ¥151.9 billion . 64 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> 156 0 obj Neither the information, nor any opinion contained in this site in any file that can be viewed or downloaded from this site constitutes a solicitation or offer by Citi to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service. <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>>
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endobj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> 12 0 obj The Financial Industry Regulatory Authority (FINRA) announced that it has fined CitiGroup Global Markets Inc. (CGMI) $475,000 for failing to disclose the potential conflict of interest in approximately 16,850 equity research reports over the period of … <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> endobj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> Cayman Islands. endobj 16 0 obj endobj 81 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> It is Citi’s international broker dealer, providing products and … ��tgR�l}&DL���8J�"9H���8��?�^u�{�8M�ʞ���Y��Ϭ�Ė@�S�v�1u6���Npz�H�%��A9�/1�2g��D�Rz̓s�r�2���ږ=?��Ƚ�C*�Wؓ}�U���_�7� 1X��c�t�W�x�q�{�U����C�1[9�O�7��;�;D�(x�_�1q�{\�p�0 `�z
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<>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> Those errors caused CGMI’s systems to not disclose that it was a manager or co-manager of an equity public offering as required by NASD and FINRA rules,” the official document states. 18 0 obj 78 0 obj 66 0 obj 144 0 obj Citigroup Global Markets Limited - Details of current London Stock Exchange Member firms with downloads available for Member firm trading codes <>stream <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> Thank you for registering to Finance Magnates. 94 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> 91 0 obj endobj 28 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> 139 0 obj 97 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> endobj
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<>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> Satisfy charge 0176 3297 0079 on the Companies House WebFiling service. 163 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> The Directors present their strategic report on Citigroup Global Markets Limited (CGML or the Company) for the year ended 31 December 2019. 98 0 obj Telephone: 03-6776-8800. 147 0 obj Unieuro diventa public company, Italian electronics holdings esce dal capitale, Creval, al mercato l'83% dell'aumento di capitale, Wall Street: indici incerti ma settimana positiva, Dj +0,2%, Nasdaq -0,1%, Petrolio: +0,6% a New York, chiude a 57,43 dlr, +8,8% in settimana (RCO), Dl crescita: via libera dalla Camera con 270 si', passa all'esame del Senato, Wall Street: Elizabeth Warren contro carceri private, giu' titoli settore, Borsa: lunedi' oltre 2mld dividendi in arrivo, -0,3% impatto su Ftse Mib, Arriva la nuova Imu, fusione di quella attuale con la Tasi, Decreto crescita: tutte le novità del testo dopo l’ok della Camera, Cedolare secca, affitti brevi e Imu: cosa cambia con il decreto crescita, Il fondo H2O di Natixis nel caos, tra i sottoscrittori molti italiani, Oro e petrolio, rialzi da record grazie a Fed e tensioni Usa-Iran. <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> endobj 129 0 obj
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This field is for validation purposes and should be left unchanged. endobj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> 11 0 obj 166 0 obj 92 0 obj Moody's Investors Service 29 Nov 2018 Rating Action Moody's reviews Citigroup (senior at Baa1) for upgrade. “Enforcement recognizes CGMI’s extraordinary cooperation for discovering the omitted disclosures during a planned compliance review, initiating an internal review prior to detection or intervention by FINRA or another regulator, and self-reporting directly to FINRA staff in addition to promptly correcting the cause of the omitted disclosures to prevent further omissions,” FINRA’s document mentioned.
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endobj “In 2017, during a compliance review, the firm discovered that the third-party service provider’s data relating to the manager/co-manager disclosure was sometimes inaccurate. More for CITIGROUP GLOBAL MARKETS LIMITED (01763297) Filter charges Filter charges Outstanding / part satisfied 78 charges registered 70 outstanding, 8 satisfied, 0 part satisfied Charge code 0176 3297 0079. endobj endobj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> 19 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> CITIGROUP GLOBAL MARKETS LIMITED - Free company information from Companies House including registered office address, filing history, accounts, annual return, officers, charges, business activity Leave your name/email (not required) if you'd like to be contacted about this story (will not be disclosed): Be it a typo or a factual error - we do our best but we are also human! %PDF-1.5 Rule 8.5 … Credit Ratings, Research and Analysis for the global capital markets. endobj
endobj Address: Otemachi Park Building, 1-1-1 Otemachi, Chiyoda-ku, Tokyo 100-8132 Map.
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43 0 obj 90 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> Shareholder: Citigroup Japan Holdings G.K. (wholly owned by Citigroup Inc. indirectly) Paid-in Capital: ¥151.9 billion . 29 0 obj 61 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> 168 0 obj <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> <>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Group<>>> endstream
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