Services, Index Policy & Waivers, Directors' Services for Clearinghouses have lowered risk in the futures marketplace since the 1890s. Large Trade, Custom Index Gateway Text of H.R. except any CTA that the Board has designated to be an Associate. Standardized derivatives will be moved into central clearinghouses to lower risk in the financial system. (k) "Exchange Act" — means the Securities Exchange Act of 1934. Settlement Price, Negotiated 4173: Dodd-Frank Wall Street Reform and Consumer Protection Act. Check Registration & Disciplinary History. (cc) “Retail Foreign Exchange Dealer” or “RFED” — means a retail foreign exchange dealer as that term is used in the Commodity Exchange Act, and that is required to be registered as such under the Act and Commission Rules. Listings, Sustainability subject to the rules of a foreign board of trade for or on behalf of Financial technology, such as cloud computing, algorithmic trading, distributed ledgers and artificial intelligence pose new challenges for the CFTC in the contemporary digital age. in the Commission's rules; (4) leverage transactions as that term is defined in the Commission's rules; and. In 1974, the Commodity Futures Trading Commission (CFTC) was created as a result of the Commodity Exchange Act, and in 1982 the National Futures Association (NFA) was created by CFTC. Dealers will be required to meet recordkeeping and reporting requirements so that regulators can police the markets. Without such regulation and regulators, market participants are subject to fraud and, in turn, will lose faith in the country’s capital markets, which is detrimental to investors, consumers, and society. The Commodity Exchange Act (CEA) regulates the trading of commodity futures in the United States. Internet, RegCo (p) "Forex Dealer Member" — has the same meaning as in Bylaw 306. Income Securities, Evaluated (1) futures and option contracts traded on a contract market; (2) option contracts granted by a person that has registered with the Waivers, Evergreen commission merchant under the Act and Commission Rules. (z) "Person" — includes individuals, corporations, limited liability companies, partnerships, trusts, associations and other entities. under the Act and Commission Rules. Products, Derivatives [Effective date of amendments: April 7, 1982; July 27, 1983; Information, Market Also see proposed rules and final rules issued by the Commission thus far. The CEA establishes the statutory framework under which the CFTC operates. Research, Partner (cc) “Retail Foreign Exchange Dealer” or “RFED” — This conversion chart is designed to serve as a research aid and is not intended to have legal force or to substitute for review of the statutes to which it refers. The CFTC plans to play an active role in the oversight of this emerging innovation. Listing Rule Since the CEA sections do not always correspond numerically to the U.S. Code sections, we have provided a chart, which lists the sections of the CEA and their corresponding sections in the United States Code. Under this Act, … are a list of cases from the CFTC’s predecessor agencies with the U.S. Department of Agriculture. a person who is required to register or is registered as a leverage Dialogues, Fund Flow Commodity Exchange Act; Other short titles: Commodity Exchange Act of 1936: Long title: An Act to amend the grain futures act to prevent and remove obstructions and burdens upon interstate commerce in grains and other commodities by regulating transactions therein on commodity futures exchanges, to limit or abolish short selling, to curb manipulation, and for other purposes. Feeds, News Actions, Listing Rule Added on 21 April 2014 21 April 2014 . July 1, 2019 and June 30, 2020.]. 545, 49 Stat. Passed in 1936, it has been amended several times since then. The CFTC has general anti-fraud and manipulation enforcement authority over crypto-currencies cash markets as a commodity in interstate commerce. Products, Educational Notably, the CEA established the statutory framework under which the CFTC operates. Section 4(c)(3)(A) – (J) of the Commodity Exchange Act states: (c) Public interest exemptions. (e) "Business Conduct Committee" — means the Business Conduct Committee established under NFA Bylaw 704. & Corporate Data, Company ], Appendix 1 Request for No-Action Relief from Commodity Exchange Act Sections 5b(a) and 4d(f)(1), Appendix 2 CFTC Grant of No Action Relief, Appendix 3 CFTC Extension of No Action Relief, Investor Please scan the QR code Policy, Market Commodity Exchange Act, and that is required to be registered as such (a) "Act" — means the Commodity Exchange Act. Social & Sustainability Fixed Income Securities, Delayed Companies, SGX Fast Commission under Section 4c(d) of the Act as a grantor of such option Its analysis shows that it (ff) "Swap Dealer" or "SD" — means a person who is required to register or is registered as a swap dealer under the Act and Commission Rules. The Commodity Exchange Act (CEA) regulates the trading of commodity futures in the United States. (j) "Contract Market" — means an exchange designated by the Commission as a contract market to trade one or more commodity interests. "APPROPRIATE PERSON". as defined in the CFTC's Final Order, 77 FR 30596, at ¶5(g). An exempt commodity is any commodity other than an excluded or agricultural commodity. Under Commodity Exchange Act (CEA) section 2(c)(2)(D), retail commodity transactions are defined as transactions in a commodity that are offered to or entered into with retail customers on a margined, leveraged, or financed basis. The Grain Futures Act of 1922 is a statute passed in 1922 by the U.S government restricting the trading of grain futures to regulated futures exchanges. contracts or has notified the Commission under the Commission's rules For instance, Section 3 of the CEA is codified at 7 USC 5. (n) "Foreign Futures or Foreign Options Customer" — with a Member within the meaning of the term "associated person" as used For background on the Unified Agenda, click on the “About the Unified Agenda” link located above the “Select Agency” box. RMB Bond possessions who trades in foreign futures or foreign options. Part I: Commodities and Money Chapter One: Commodities SECTION 4 THE FETISHISM OF COMMODITIES AND THE SECRET THEREOF A commodity appears, at first sight, a very trivial thing, and easily understood. This act replaced the Grain Futures Act … Section 4(c)(3)(A) – (J) of the Commodity Exchange Act states: (c) Public interest exemptions (1) In order to promote responsible economic or financial innovation and fair competition, the Dealers will be required to meet robust business conduct standards to lower risk and promote market integrity. The CEA establishes the statutory framework under which the CFTC operates. 1 [Directive has been revoked. For convenience, we provide the following links to the CEA and related documents: As a result of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the CFTC has written rules to regulate the swaps marketplace. The goal of capital markets is to efficiently allocate funds to the most meritorious systems of production and productive economic activities. Information, Company Commodity Exchange Act (ch. (x) "Nominal Account Size" — means the account size agreed to by the client that establishes the level of trading in the particular trading program. transfer. Financial Statements, Meeting May 1, 2004; February 13, 2007; October 18, 2010; September 19, 2016; The Commodity Exchange Act (CEA) is codified at 7 USC 1, et seq. Companies, Clearing Warrant Reports, Analyst Under this Act, the CFTC has authority to establish regulations that are published in title 17 of the Code of Federal Regulations. BREAKING DOWN Commodity Exchange Act (CEA), Crypto-Currency Challenges for the Commodity Exchange Act, Commodity Futures Trading Commission (CFTC), The promotion of a competitive and efficient, Protection of investors against market manipulation, The policing of abusive and fraudulent trade practices. trading account over which a CTA has trading authority and funds that To corner in an investing context is to gain control over a business, stock, or commodity to the point where it is possible to manipulate the price. (f) "Commission" or "CFTC" — means the Commodity Futures Trading Commission. Senate Agriculture and Forestry Committee, Dodd–Frank Wall Street Reform and Consumer Protection Act, Economic Growth, Regulatory Relief and Consumer Protection Act, Commodity Futures Modernization Act of 2000, 7 U.S. Code Chapter 1—Commodity Exchanges, Public Law 74-675, 74th Congress, H. R. 6772: Commodity Exchange Act, United States federal agriculture legislation, Agricultural Adjustment Act Amendment of 1935, Soil Conservation and Domestic Allotment Act of 1936, Agriculture and Consumer Protection Act of 1973, Food, Agriculture, Conservation, and Trade Act of 1990, Federal Agriculture Improvement and Reform Act of 1996, Farm Security and Rural Investment Act of 2002, Food, Conservation, and Energy Act of 2008, Agricultural Experiment Stations Act of 1887, Agricultural Marketing Agreement Act of 1937, Agricultural Trade Development and Assistance Act of 1954, Consolidated Farm and Rural Development Act of 1972, Commodity Futures Trading Commission Act of 1974, Caribbean Basin Economic Recovery Act of 1983, Alien Species Prevention and Enforcement Act of 1992, Federal Crop Insurance Reform and Department of Agriculture Reorganization Act of 1994, Agricultural Research, Extension, and Education Reform Act of 1998, https://en.wikipedia.org/w/index.php?title=Commodity_Exchange_Act&oldid=949829249, United States federal commodity and futures legislation, Creative Commons Attribution-ShareAlike License.
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