Complete the fields below to send your briefcase via email. The full notice and text are available here. Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed, affiliated and member firms (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. FINRA IS A REGISTERED TRADEMARK OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. FINRA operates the largest securities dispute resolution forum in the United States, Report a concern about FINRA at 888-700-0028. Data Analytics in Compliance, Examinations and Enforcement. ... FINRA, upon written application, may reduce the deduction to net capital under Rule 4120 to 25 percent of such aggregate credit extended that exceeds 10 percent but is less than 15 percent of the member's excess net capital. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Contact FINRA at 301-590-6500. The Financial Industry Regulatory Authority, Inc. (FINRA) filed a proposed rule change with the Securities and Exchange Commission (SEC) on October 25, 2019, to once more delay the implementation of amendments to FINRA Rule 4210 (Amended FINRA Rule 4210) until March 25, 2021. FINRA once again delays implementation of amendments to FINRA rule 4210, Privacy, data protection and cybersecurity, Export controls, sanctions and anti-money laundering, All corporate crime / white collar crime and investigations, Employment litigation and dispute resolution, Personnel records and employee data privacy, Public-private partnerships infrastructure, All finance, financial services regulation and investment products, Commodities & securities litigation and regulatory enforcement, Insurance M&A, reinsurance and restructurings, Insurance and retirement products, insurance distribution, Shipping and international trade disputes, All pensions, benefits and executive compensation, Institutional investment and fund formation, Property due diligence and transaction support, Financial services and financial products taxation, Schools (including independent schools UK), Eversheds Sutherland (International) Press Hub. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the member firms or their controlled, managed or affiliated entities are in a partnership or are part of a global LLP. Advises on efforts to identify a better route for a proposed new highway in Georgia. Christopher Soares* +1 202 383 0112 | Email. FINRA filed its latest proposed rule change to delay the implementation of Amended FINRA Rule 4210 because it will continue to consider these requests as well as potential amendments to the proposed 4210 amendments to avoid unnecessary disruption to the Covered Agency Transaction market. This delay, as well as certain changes to the amendments, are in line with BDA’s advocacy efforts and we appreciate all BDA members who helped drive those efforts. 4210. Eversheds Sutherland is an international top 10 law practice helping a global client base ranging from small and mid-sized businesses to the largest multinationals solve their biggest challenges and reach their business goals. If you have any questions about this Legal Alert, please feel free to contact any of the attorneys listed or the Eversheds Sutherland attorney with whom you regularly work.
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